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C.O. Powell is a financial professional at LPL Financial (Member FINRA/SIPC), a broker-dealer with over 16,100 registered representatives nationwide. C.O. has C.O. Powell is a resident of Sioux Falls South Dakota and a graduate of St. Olaf College in Northfield Minnesota. In addition to being insurance licensed,he holds series 7 and 66 registrations with LPL Financial. C. O. has held industry securities registrations for 13 years. He helps clients identify the most appropriate asset allocation model ; assists them in developing their financial goals, looks for ways to minimize tax consequences on investment portfolios and effective generational wealth transfer planning. He and his wife Mary have raised 4 children and he is a volunteer for the North Central Chapter of the Paralyzed Veterans Organization.


Employer Years Dates
LPL Financial LLC 1 year, 9 months Nov 2012 - Present
Primevest 7 years, 3 months Aug 2005 - Nov 2012
First National Bank Sioux Falls 7 years, 3 months Aug 2005 - Nov 2012
Morgan Stanley Dw Inc. 4 years, 1 month Jul 2001 - Aug 2005 C


Exam Series Passed Date
Futures Managed Funds Examination Series 31 11/15/2001
Uniform Combined State Law Examination Series 66 10/29/2001
General Securities Representative Examination Series 7 10/01/2001

Client Types

Licenses and Conduct

License Status Registered Registered
Disclosures No Disclosures Found No Disclosures Found
As of Date 02/25/2013 04/04/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors. *A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.